AML Agreed-Upon Procedures (AUP)

About This Service

We perform independent AML Agreed-Upon Procedures engagements to evaluate specific components of an organisation’s AML/CFT/CPF framework, helping regulated entities – including DNFBPs and DPMS – assess control effectiveness, identify gaps, and strengthen regulatory readiness through agreed procedures and factual reporting.

Key Benefits

✔️ Independent, factual assessment of specified AML controls
✔️ Identification of compliance gaps and process deficiencies
✔️ Enhanced regulatory and inspection readiness
✔️ Improved governance and internal control environment
✔️ Practical recommendations to strengthen controls

Required Documents

Process Steps

Typical Timeline